Stephen Edwards and White Knight Group v Financial Services Authority: FIN 2007/0001 FIN 2007/0002
Upper Tribunal Tax and Chancery decision of Judge Oliver, Member Carter and Member Hanson on 30 November 2007.
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APPROVAL � Controlled function � Investment adviser � Whether fit and proper � Individual agent made three mortgage agency applications for his principal � Agent submitted his personal bank details and not those of principal � Errors corrected once drawn to his attention � Whether despite those errors individual agent remains a fit and proper person � Yes, by majority vote of Tribunal � FSMT 2000 ss 59 and 60.
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Published 1 December 2016