STEPHEN JOSEPH BURDETT and JAMES PAUL GOODCHILD v THE FINANCIAL CONDUCT AUTHORITY [2024] UKUT 00156 (TCC)

Upper Tribunal Tax and Chancery decision of DEPUTY UPPER TRIBUNAL JUDGE MARK BALDWIN on 04 June 2024

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FINANCIAL SERVICES � preliminary hearing � privacy applications dismissed � warning notice only referring to alleged lack of integrity � question whether the “matter referred� included an allegation of lack of due care and skill� order for joint hearing of references � consideration of other amendments to FCA’s statements of case - other directions

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Published 6 June 2024